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Edmund S. MorganA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more.
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John Winthrop, born 1588, entered the world as the sole heir to a country gentleman. His father, Adam Winthrop, had built up a prosperous secular estate out of the old Catholic monastery at Groton (seized by the Protestant state under Henry VIII). John Winthrop seemed to have had an unremarkable childhood, apart from some disreputable relatives who had divorced their wives or converted to Catholicism. He spent two years at Cambridge University before returning home to enter an arranged marriage with Mary Forth in 1605 at the age of 17.
At some point, Winthrop embraced the Puritan strand of Protestant Christianity. Puritanism taught that all people (including Puritans) are powerless to resist sin without God’s intervention; that salvation is preordained by God for some before their birth while everyone else is condemned to hell; and that this world is ruled by evil. However, in seeming contradiction, the Puritan also believed that he or she had a calling to renounce sin in all aspects of life, to work hard at all tasks as though salvation depended on it, and to try to reform the world into the image of the Kingdom of God.
This paradox could cause internal anguish, self-righteousness, or even prosperity through a hard work ethic. For Winthrop, it created a healthy tension between the pull to engage with the world in both work and moderate pleasure, and the call to lift his eyes to a higher purpose centered on God. He struggled initially in how far to indulge in temporary pleasures (such as sumptuous food) that cost him time, money, or concentration that could be better spent elsewhere. Over time, he found a balance that rested on his injunction to himself to always take the greatest pleasure in Christian life and the simple gifts of the earth.
Winthrop’s first wife, though not a Puritan herself, supported her husband until she died in 1615 after bearing six children. He remarried, only to have his second wife die a year later. At age 30, he married Margaret Tyndal, an intelligent woman of good background and Puritan convictions, with whom he developed a deep and tender relationship.
In 1618, he took over management of Groton Manor. With the estate and his wives’ dowries, he became a wealthy man. Having studied law for a couple years in the meantime, he was also chosen as justice of the peace. Through it all, he kept a firm sense of self-discipline.
Puritans believed that—although they could never fully overcome the evil that infected the world and their very selves—they had a solemn duty to try to battle it. Good government punished breaches of God’s commandments and God in turn would reward such a government. The rulers of England failed to enforce the Puritan understanding of God’s commands, at least with vigor, but their active opposition to Catholicism (with the exception of Mary Tudor) made them tolerable in Puritan eyes. When disasters struck England, however, Puritans worried that their monarch’s lack of Puritan zeal had finally incurred God’s wrath. They placed some hope for improvement in Parliament, in which they (though still a minority) could make their voices heard.
A 1620s depression in the textile industry hit Winthrop’s home county hard. To compensate, he obtained a government income by serving on the Court of Wards. This state institution auctioned off the royal right to control minors who inherited land held from the king. The winner of the auction became guardian to these fatherless children and could exploit their lands for their own benefit. This position forced Winthrop to leave his home and wife four times a year to travel to London, where he saw firsthand the problem of government corruption.
From the Puritan perspective, the political situation worsened with the ascension of King Charles I in 1625. Charles decided to rule without Parliament and embraced a High Church vision of the Church of England that Puritans considered to be only a step away from returning to Catholicism. They also feared that Charles’s favorite bishop, Laud, would spread his Arminianism (a theology that said a person’s free will played a role in accepting faith, which Puritans believed to be a heresy undermining complete dependence on God’s grace and predestination).
Meanwhile, Catholic states on the European mainland were beginning to turn back the Protestant tide. Puritans saw these series of setbacks to Protestant Christianity as a punishment sent by God for the evils tolerated in their societies. With the English government turning away from their ideals, they believed worse must be in store. Some Puritans were tempted to give up on their church and government. These separatists withdrew to form their own churches. One group went first to Holland, and then America, where they founded the “Pilgrim” colony of Plymouth.
Winthrop, however, believed he was called to work within the world, however imperfect it might be. He and Puritans like him hoped to save their neighbors by improving the sinful societies in which they were trapped. Leaving would not save them or even let Winthrop escape sin, since sin was part of the human condition. To withdraw would be a failure of charity.
When Charles dissolved Parliament in 1629, England had been establishing colonies in the Americas for 20 years. Most had struggled to turn a profit or even survive, but companies continued to speculate and seek royal charters. Some Puritans had participated in founding these colonies, albeit more to create a safe haven for their faith than in hope of quick riches: Creating “a shelter and a hiding place” (37) in Winthrop’s words.
Winthrop began to grow interested, especially in the newly reorganized Massachusetts Bay Company, as the political situation deteriorated and after two of his sons had contact with some of these groups. Henry, one of those sons, had embraced a life of sin (in Puritan eyes), which Winthrop saw as the fruits of living in a society where Puritan influence had failed. Perhaps, he thought, immersion in a new and more godly society would save Henry and young men like him.
Winthrop approached the decision to emigrate cautiously and analyzed it with legal precision. The arguments he made circulated in written form among the Puritan community and had considerable influence. He argued first that America presented better economic opportunities than an overcrowded England beset by depression and corruption in most trades. A sober Puritan sought God above riches, but work ought to earn its just fruits and could be a sign of God’s favorable predestination. English society had an unhealthy expectation that people indulge in luxuries, thus cutting into their profits and corrupting the youth. Furthermore, he argued, God must have a judgment of wrath in store for the sinful Church of England. A Puritan colony overseas might find shelter from that wrath.
The only compelling counterargument was that by going overseas, Winthrop and his fellow Puritans would deprive the home country of godly men and leaders at precisely the time of crisis when they were most needed. Winthrop suggested they could do good by converting the Indigenous Americans, and were too few to matter much in England anyway. Still, he struggled with the fear of deserting his duty to his countrymen.
The leaders of the Massachusetts Bay Company urged Winthrop to join them. They argued that England had enough men of proven leadership ability, whereas few of them would consider leaving for a harsh life in the colonies. Winthrop could do more good there, likely in a position of more importance than he could achieve in England under Charles’s anti-Puritan policies. Perhaps a “pure” community in the wilderness could, in the future, serve as a source of revitalization for the broader Church of England. Of course, those hopes assumed that the settlers of Massachusetts could stick to their godly purpose, and no one knew what sort of men would eventually live or rule there.
Most companies that obtained a royal charter to found a commercial colony had a board that met in England (usually London) and sent a governor overseas to enforce their orders on the colonists. The presence of the charter-holders in England allowed the state to easily control them. Several leading members of the Massachusetts Bay Company, however, hatched a bold plan to hold their board meetings in America, so the board members and governor of the company would be colonists themselves. In effect, the colonists would rule themselves and be distant enough from England to escape outside interference—an enticing prospect for Winthrop’s idealistic vision.
Winthrop learned also that several leading Puritans would go only if he went too. So, in August 1629, he and 11 other leading Puritans officially committed to be part of the new colony. To save what was good in England, he decided he had to withdraw from the world that he knew to nurture that good overseas, where it might flourish. He, and the other leading Puritans, vehemently denied that doing so made them separatists.
Over the hectic six months that followed, Winthrop sold his familial lands and put his affairs in order. Margaret, being pregnant, was to stay behind for a little while, along with some other family members. John Jr., one of Winthrop’s adult sons from his first marriage, stayed behind as well to care for her, to finish settling the estate, and to ensure supplies reached the new colony.
The company held a meeting before leaving and elected Winthrop governor, thrusting even more work on him. Winthrop circulated his own deliberations in written form to the Puritan community as he tried to attract godly settlers, weed out those applicants who sought only economic gain, and still try to make sure the colony had skilled artisans in every necessary craft. Winthrop brought along four families as skilled servants at his own expense, and other rich Puritans did likewise. He also had to negotiate a compromise on sharing profits with investors who had put money in before the company became a Puritan experiment and wished to stay in England. Through hard work and diplomacy, he largely accomplished these goals.
John Winthrop spent two-thirds of his life in England before emigrating to Massachusetts. Edmund Morgan covers that substantial chunk of Winthrop’s existence in the first quarter of this book, and most of these first chapters focus on analyzing how Winthrop developed the characteristics that made him a good leader. This section also addresses his internal struggle over whether a good Puritan Englishman ought to leave his homeland for America. Winthrop’s youth and career in England are almost an afterthought.
This authorial choice of focus is not that surprising. As with many people of his time, Winthrop’s youth is not well-documented, and it is even uncertain when and how he became a Puritan. His early career as an influential landowner and minor government official is no more noteworthy than that of hundreds of men of his time. His fame stems from his leadership in colonial America. In that sense, his earlier life in England primarily has interest in terms of how it motivated and shaped Winthrop and his fellow settlers.
These sections also introduce some of the key themes, including Moderation and Consensus in Successful Leadership. The title of the first chapter, “The Taming of the Heart,” primarily explores how Winthrop, as a conscientious Puritan, wrestled with the temptation to engage in the pleasures his elite status offered. In the end, Winthrop learned not only self-control of his heart and desires, but also that trying for too fierce an abstinence was unhealthy. It made him ill-tempered, restless, and unable to focus on prayer or the work he sought to do for God’s glory. He decided then not to fear temptation and to make moderation rather than overly zealous abstinence his policy. In Morgan’s analysis, this virtue of moderation becomes the centerpiece of Winthrop’s later success.
Winthrop’s acknowledgment of the inevitability of temptation also introduces another major theme, the Puritan dilemma of Isolation Versus Worldly Engagement. Chapter 2, as its title of “Evil and Declining Times” suggests, makes the case that Puritans had ample reasons to give up on England, according to their understanding of good and evil. Political, religious, and economic problems combined in a way that looked like evil (at least as Puritans conceived it) had triumphed in England. They believed that a wise man ought to seek shelter before things fell apart even more. Separatism in religion, and in the broader sense of going overseas, seemed reasonable to many thoughtful Puritans. Given that situation, having the following two chapters go on at length about Winthrop’s deliberation about joining the new colony in Massachusetts might appear excessive. Thematically and historically, however, this is an important deliberation which needs to be understood. Winthrop’s main antagonist in America would not be so much a person or even the temptation to ungodly behavior in those he governed; rather, he would fight the spirit of self-righteous separatism.
Winthrop, as described approvingly by Morgan, made clear that engaging with the world, however imperfect, is preferable to withdrawal. As Morgan writes, “most Puritans saw that the problem of sin could not be escaped so easily, and most were sufficiently charitable toward their neighbors to think that England and her churches were still worth saving” (31). Withdrawal from the world never frees people from having to deal with evil (“sin”) and imperfection, since those who withdraw are still themselves imperfect (even if more virtuous than the average person). More than that, withdrawal represents a failure of a person’s civic responsibility to his neighbor. It is, in the terminology of Winthrop’s Christianity, a failure of charity—that is, the Christian virtue of love.
Winthrop’s decision to leave England was apparently at odds with that principle of engagement rather than withdrawal. That is why, in Morgan’s interpretation, he struggled with it at such length and why Morgan investigates it in detail. The fact that primary sources from Winthrop and others survive to allow such detail is good evidence for its contemporary significance. In the end, Winthrop never gave up on England or the Church of England, and he would oppose settlers who did. He decided, however, that Massachusetts was a chance for him to do more good than he could in England. He could have more influence to help settlers and perhaps Indigenous Americans, while creating wealth for his family. The experiments in religion and government he would help lead could (if successful) serve as a template for reform in England. In light of these considerations, Winthrop could convince himself that leaving England was not a withdrawal, but rather an improved engagement with helping his neighbors.